mission

The Securities Industry/Regulatory Council on Continuing Education (the Council) has advisory and consultative responsibilities with regard to the development, implementation and ongoing operation of the Securities Industry Continuing Education Program.

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history

In May 1993, six SROs-the New York Stock Exchange, American Stock Exchange, Chicago Board Options Exchange, Municipal Securities Rulemaking Board, FINRA and Philadelphia Stock Exchange-created the Securities Industry Task Force on Continuing Education to study the issue of continuing education and to develop recommendations.

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